Kwok Wah Ong
王國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wah Ong (王國華), a licensed Responsible Officer with CE reference ADP129. Currently licensed at 1 firm(s): Ban Hin Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ban Hin Securities Company Limited 萬興證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Ban Hin Securities Company Limited 萬興證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-23 |
| Ban Hin Securities Company Limited 萬興證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-23 |
| Ban Hin Securities Company Limited 萬興證券有限公司 |
RO | Type 9 — Asset management | present | 2005-02-23 |