Shane Vivian Julian Stuart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shane Vivian Julian Stuart, a licensed Responsible Officer with CE reference ADR450. Currently licensed at 1 firm(s): Wellchamp Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 9 — Asset management | 2011-09-20 | present |
| Wharton Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2007-10-10 | 2009-03-31 |
| Wharton Investment Advisors Limited |
RO | Type 9 — Asset management | 2007-10-10 | 2009-03-31 |
| Wharton Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2007-09-21 | 2007-10-10 |
| Wharton Investment Advisors Limited |
Rep | Type 9 — Asset management | 2007-09-21 | 2007-10-10 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 9 — Asset management | 2006-06-30 | 2007-07-31 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 4 — Advising on securities | 2005-03-22 | 2007-07-31 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 9 — Asset management | 2005-03-22 | 2005-12-22 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-22 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-23 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-22 |