Lok Sang Kok
郭樂生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Sang Kok (郭樂生), a licensed former licensee with CE reference ADR475. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-13 | 2015-11-20 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-13 | 2015-11-20 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2015-03-13 | 2015-11-20 |
| Infinity Strategic Advisors Limited |
RO | Type 4 — Advising on securities | 2006-02-16 | 2008-04-30 |
| Infinity Strategic Advisors Limited |
RO | Type 9 — Asset management | 2006-02-16 | 2008-04-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-30 |