Denise Sara Chai
蔡龍姬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Sara Chai (蔡龍姬), a licensed former licensee with CE reference ADR497. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-08-01 | 2016-08-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2016-08-01 | 2016-08-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-10-15 | 2014-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-10-15 | 2014-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-09-22 | 2011-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-07-06 | 2011-08-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-06-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-06-08 |