Oliver Tse Kuen Ng
伍子權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver Tse Kuen Ng (伍子權), a licensed Responsible Officer with CE reference ADR898. Currently licensed at 1 firm(s): IX Capital International Limited . Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IX Capital International Limited 信昇資本國際有限公司 |
RO | Type 4 — Advising on securities | 2026-01-22 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-03-22 | 2023-02-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-10-21 | 2015-02-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2004-10-29 | 2023-02-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-01-12 | 2023-02-28 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-12-31 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-01-26 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-12 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-12 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-12 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-12 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-05-27 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 9 — Asset management | present | 2004-01-12 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 9 — Asset management | present | 2004-01-12 |