Alexis Ventouras
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Ventouras ( ), a licensed former licensee with CE reference ADS012. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-13 | 2019-04-30 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-13 | 2019-04-30 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-13 | 2019-04-30 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-04-13 | 2019-04-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-17 | 2003-08-06 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2003-07-17 | 2003-08-06 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 7 — Providing automated trading services | 2003-07-17 | 2003-08-06 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-06 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-06 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-06 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-06 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-08 |