Hau Sheung Tam
譚巧嫦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Sheung Tam (譚巧嫦), a licensed former licensee with CE reference ADT329. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-03-24 | 2011-10-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-28 | 2012-03-29 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-28 | 2012-03-29 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-10-28 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-10-28 | 2004-02-19 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-28 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-28 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-28 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-28 |