Mark David Chadwick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark David Chadwick ( ), a licensed former licensee with CE reference ADT508. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2011-09-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-17 | 2011-09-10 |
| Swiss Re Private Equity Partners (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-11-28 |