Tze On Ng
吳子安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze On Ng (吳子安), a licensed former licensee with CE reference ADT593. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-18 | 2022-02-25 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-18 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |