Richard Lap Yip Chiu
趙立業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Lap Yip Chiu (趙立業), a licensed former licensee with CE reference ADU042. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-31 | 2008-08-01 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-08-01 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-08-01 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-08-01 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 9 — Asset management | present | 2006-08-01 |