Katherine Chan
陳家歡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Chan (陳家歡), a licensed Representative with CE reference ADU256. Currently licensed at 1 firm(s): Success Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-26 | present |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-17 | 2008-11-01 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-17 | 2008-11-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-14 | 2004-11-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-14 | 2004-11-10 |