Hu Yang Lam
林曉陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hu Yang Lam (林曉陽), a licensed former licensee with CE reference ADU633. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Middle Island Capital (Hong Kong) Limited |
RO | Type 9 — Asset management | 2008-04-30 | 2008-11-30 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2003-06-11 | 2006-09-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2006-09-16 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | present | 2006-09-16 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 9 — Asset management | present | 2003-05-12 |