Patty Shi-Yi Ye
叶世儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patty Shi-Yi Ye (叶世儀), a licensed former licensee with CE reference ADV039. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 1 — Dealing in securities | 2005-03-23 | 2005-11-07 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 — Advising on securities | 2005-03-23 | 2005-11-07 |