Yan Ngai Ng
吳仁毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ngai Ng (吳仁毅), a licensed former licensee with CE reference ADV418. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ewarton Securities Limited 穎翔證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2023-09-29 |
| Ewarton Securities Limited 穎翔證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-17 |
| Ewarton Securities Limited 穎翔證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-17 |