Stanley Chi Pang Ku
古志鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Chi Pang Ku (古志鵬), a licensed former licensee with CE reference ADV423. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIG HK (Hong Kong) Limited | RO | Type 9 — Asset management | 2014-10-08 | 2015-10-30 |
| Complus Asset Management Limited 金栢資產管理有限公司 |
RO | Type 9 — Asset management | 2011-05-25 | 2012-12-04 |
| Minerva Capital Management Limited |
RO | Type 9 — Asset management | 2009-06-19 | 2010-08-31 |
| Fortress Investment Group (Hong Kong) LLC |
RO | Type 9 — Asset management | 2008-06-19 | 2008-12-31 |
| Fortress Investment Group (Hong Kong) LLC |
RO | Type 4 — Advising on securities | 2006-06-07 | 2008-08-07 |
| Fortress Investment Group (Hong Kong) LLC |
RO | Type 5 — Advising on futures contracts | 2006-06-07 | 2008-08-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-01-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |