Christophe Kin Ping Lee
李建平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christophe Kin Ping Lee (李建平), a licensed Representative with CE reference ADV609. Currently licensed at 2 firm(s): Goldman Sachs (Asia) L.L.C., Goldman Sachs (Asia) Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 47.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2025-09-16 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-16 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2025-09-16 | present |
| Sun Hung Kai Capital Partners Limited |
RO | Type 1 — Dealing in securities | 2024-01-15 | 2025-06-13 |
| Sun Hung Kai Capital Partners Limited |
RO | Type 4 — Advising on securities | 2024-01-15 | 2025-06-13 |
| Sun Hung Kai Capital Partners Limited |
RO | Type 9 — Asset management | 2024-01-15 | 2025-06-13 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 1 — Dealing in securities | 2023-12-20 | 2024-01-15 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 4 — Advising on securities | 2023-12-20 | 2024-01-15 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 9 — Asset management | 2023-12-20 | 2024-01-15 |
| YRD Asset Management Limited | RO | Type 1 — Dealing in securities | 2023-01-03 | 2023-04-21 |
| YRD Asset Management Limited | RO | Type 4 — Advising on securities | 2023-01-03 | 2023-04-21 |
| YRD Asset Management Limited | RO | Type 9 — Asset management | 2023-01-03 | 2023-04-21 |
| Lotus Asset Management Limited 蓮華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-25 | 2022-08-10 |
| Lotus Asset Management Limited 蓮華資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-25 | 2022-08-10 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-06 | 2019-09-19 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-06 | 2019-09-19 |
| Lotus Asset Management Limited 蓮華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-14 | 2019-05-28 |
| Lotus Asset Management Limited 蓮華資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-14 | 2019-05-28 |
| Setia Partners Limited 賽德資產管理有限公司 |
RO | Type 9 — Asset management | 2015-07-06 | 2018-07-31 |
| Fenex Capital Management Limited 鳳康資本有限公司 |
RO | Type 9 — Asset management | 2014-05-16 | 2014-08-04 |
| FrontPoint Management (Hong Kong), Ltd. | RO | Type 9 — Asset management | 2010-11-01 | 2011-03-31 |
| FrontPoint Management (Hong Kong), Ltd. | Rep | Type 9 — Asset management | 2010-09-28 | 2010-11-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-03 | 2010-09-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-09-19 | 2010-09-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-10 | 2009-08-03 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-18 | 2010-09-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 — Asset management | 2005-03-01 | 2010-09-01 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
RO | Type 4 — Advising on securities | 2004-11-26 | 2005-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2004-08-13 | 2010-09-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-11-19 | 2004-08-24 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-09-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-04-10 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-01-19 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2003-11-19 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2010-09-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-19 |
| CES Wealth Management (HK) Limited 光證優越理財（香港）有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-31 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-19 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 — Asset management | present | 2003-11-19 |
| CES Wealth Management (HK) Limited 光證優越理財（香港）有限公司 |
RO | Type 9 — Asset management | present | 2003-11-19 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
RO | Type 9 — Asset management | present | 2003-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 9 — Asset management | present | 2003-11-19 |