Chi Wing (SFC:ADV682) Lau
劉志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing (SFC:ADV682) Lau (劉志榮), a licensed former licensee with CE reference ADV682. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-28 | 2026-01-23 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-01-01 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |