Eugene Tin Yau Lee
李天佑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eugene Tin Yau Lee (李天佑), a licensed former licensee with CE reference ADV918. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-09 | 2017-08-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-12 | 2019-06-30 |
| QH Capital Limited 前海特華資本有限公司 |
RO | Type 4 — Advising on securities | 2014-12-31 | 2016-07-17 |
| QH Capital Limited 前海特華資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-12-31 | 2016-07-17 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2014-12-20 |
| Redford Corporate Finance Limited 泓福融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-03-28 | 2014-12-20 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-12-07 | 2012-03-01 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-02-23 | 2012-03-01 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-13 | 2012-03-01 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-13 | 2010-02-23 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-03 | 2010-01-04 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-02-03 | 2010-01-04 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-02 | 2010-01-04 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-01-02 | 2009-02-03 |
| Libertas Capital Asia Limited | Rep | Type 1 — Dealing in securities | 2008-04-16 | 2008-08-16 |
| Libertas Capital Asia Limited | RO | Type 6 — Advising on corporate finance | 2007-06-21 | 2008-08-16 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-16 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-08-19 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-16 |