Vincent James Warner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent James Warner ( ), a licensed former licensee with CE reference ADW053. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chepstow Capital Advisors Limited |
RO | Type 4 — Advising on securities | 2009-10-20 | 2018-04-27 |
| Chepstow Capital Advisors Limited |
RO | Type 9 — Asset management | 2009-10-20 | 2018-04-27 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 4 — Advising on securities | present | 2007-05-23 |
| HPEF Venture Partners Limited 匯睿創業有限公司 |
RO | Type 4 — Advising on securities | present | 2007-05-23 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-12 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 9 — Asset management | present | 2007-05-23 |
| HPEF Venture Partners Limited 匯睿創業有限公司 |
RO | Type 9 — Asset management | present | 2007-05-23 |