Anthony Yi Tong Muh
沐義棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Yi Tong Muh (沐義棠), a licensed former licensee with CE reference ADW527. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HRL Morrison & Co Capital Management (Int) Limited |
RO | Type 9 — Asset management | 2012-01-19 | 2018-06-28 |
| AT Asset Management (Asia-Pacific) Limited 聯信亞太區資產管理有限公司 |
RO | Type 9 — Asset management | 2006-10-06 | 2009-01-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2004-08-30 | 2005-04-19 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | present | 2004-08-30 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 4 — Advising on securities | present | 2005-04-19 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 4 — Advising on securities | present | 2005-04-19 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-04-19 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 5 — Advising on futures contracts | present | 2005-04-19 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-08-27 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 6 — Advising on corporate finance | present | 2004-08-27 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 9 — Asset management | present | 2005-04-19 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 9 — Asset management | present | 2005-04-19 |