Mayce Tam
譚綽熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mayce Tam (譚綽熙), a licensed Responsible Officer with CE reference ADW542. Currently licensed at 1 firm(s): ISP Financial Services (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ISP Financial Services (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2022-02-10 | present |
| ISP Financial Services (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2022-02-10 | present |
| ISP Financial Services (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2021-09-15 | 2022-02-10 |
| ISP Financial Services (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2021-09-15 | 2022-02-10 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-23 | 2018-07-11 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-04 | 2017-03-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-04 | 2017-03-14 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-14 | 2018-07-11 |
| BCV Investment Asia (Hong Kong) Limited 瑞士寳都投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-16 | 2004-12-28 |