Jiang Liang
梁江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiang Liang (梁江), a licensed Responsible Officer with CE reference ADX368. Currently licensed at 1 firm(s): Foundation Asset Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-05-30 | present |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-03-22 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-12-01 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-12-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |