Pak Lee
李柏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Lee (李柏), a licensed Responsible Officer with CE reference ADX851. Currently licensed at 2 firm(s): Bright Smart Securities International (H.K.) Limited, Bright Smart Futures & Commodities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2012-03-12 | present |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-02-15 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-01-18 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-28 | present |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-09-28 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-11-28 | 2007-07-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-11-28 | 2007-07-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-07 | 2005-11-28 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-13 | 2005-11-28 |