Kwok On Kwai
季國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Kwai (季國安), a licensed former licensee with CE reference ADY812. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aesop Asset Management Limited 晉灃資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-07 | 2018-03-05 |
| Aesop Asset Management Limited 晉灃資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-07 | 2018-03-05 |
| Wise Torch Investments Limited 火炬金融有限公司 |
Rep | Type 9 — Asset management | 2017-03-20 | 2017-05-04 |
| Wise Torch Investments Limited 火炬金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-30 | 2017-05-04 |
| Wise Torch Investments Limited 火炬金融有限公司 |
RO | Type 9 — Asset management | 2016-11-30 | 2017-03-20 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-07-27 | 2013-04-15 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 9 — Asset management | 2011-07-27 | 2013-04-15 |
| Brooke Capital Limited |
RO | Type 4 — Advising on securities | 2009-12-15 | 2010-06-15 |
| Brooke Capital Limited |
RO | Type 9 — Asset management | 2009-12-15 | 2010-06-15 |
| Brooke Capital Limited |
RO | Type 4 — Advising on securities | 2004-07-14 | 2009-07-10 |
| Brooke Capital Limited |
RO | Type 9 — Asset management | 2004-07-14 | 2009-07-10 |
| Brooke Capital Limited |
Rep | Type 4 — Advising on securities | present | 2004-07-14 |
| Brooke Capital Limited |
Rep | Type 9 — Asset management | present | 2004-07-14 |