Dick Sun Tong
湯迪生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Sun Tong (湯迪生), a licensed former licensee with CE reference ADZ812. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-01 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-01 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-01 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-01 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-01 |