Andrew Ka Ho Chan
陳家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Ka Ho Chan (陳家豪), a licensed Representative with CE reference ADZ880. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-08 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-14 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-06-22 | 2014-11-24 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-20 | 2011-01-27 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-29 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |