Fai Kwok
郭輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai Kwok (郭輝), a licensed former licensee with CE reference AEA575. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taifair Securities Limited 大輝證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-06-10 | 2024-07-01 |
| Taifair Securities Limited 大輝證券有限公司 |
RO | Type 4 — Advising on securities | 2004-06-10 | 2005-01-05 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-06-10 |
| Taifair Futures Limited 大輝期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2024-07-01 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-10 |
| Taifair Futures Limited 大輝期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-05 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-18 |
| Taifair Futures Limited 大輝期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-18 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-18 |