Nicholas Playford Forgan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Playford Forgan ( ), a licensed former licensee with CE reference AEB054. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2003-12-06 | 2014-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2003-12-06 | 2014-04-30 |
| J.P. Morgan Futures Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | present | 2003-12-06 |
| J.P. Morgan Futures Hong Kong Limited |
RO | Type 5 — Advising on futures contracts | present | 2003-12-06 |
| J.P. Morgan Futures Hong Kong Limited |
RO | Type 7 — Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Futures Hong Kong Limited |
RO | Type 9 — Asset management | present | 2003-12-02 |