Alvin Wai Kwok Ma
馬偉國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Wai Kwok Ma (馬偉國), a licensed former licensee with CE reference AEC588. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-09-30 | 2022-03-07 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-30 | 2022-03-07 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-02-22 | 2018-11-16 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 9 — Asset management | 2018-02-22 | 2018-11-16 |