Yuen Shan Li
李婉珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Shan Li (李婉珊), a licensed former licensee with CE reference AEC896. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-04-24 | 2023-06-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-06-14 | 2023-06-27 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-28 | 2006-05-30 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-02-07 | 2006-04-28 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-05-25 | 2006-04-28 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-03-08 | 2006-04-28 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-03-08 | 2006-04-28 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-05 | 2004-03-08 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-05 | 2004-03-08 |