Carolyn Hoi Che Chu
朱凱之
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Hoi Che Chu (朱凱之), a licensed Responsible Officer with CE reference AED017. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 4 — Advising on securities | 2023-09-27 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 9 — Asset management | 2023-09-27 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2023-09-27 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2010-12-31 | 2023-09-27 |
| T. Rowe Price International, Inc. | Rep | Type 4 — Advising on securities | 2010-10-25 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 — Asset management | 2010-10-25 | 2010-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2010-09-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-08-05 | 2010-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-06-01 | 2010-09-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |