Joseph Kwok Kwai Yim
嚴國貴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kwok Kwai Yim (嚴國貴), a licensed former licensee with CE reference AED501. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-11 | 2017-03-31 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-11 | 2017-03-31 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-11 | 2017-03-31 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-05-11 | 2017-03-31 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-04-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2016-04-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2016-04-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2016-04-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-29 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-29 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-25 |