Noriyuki Awamori
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Noriyuki Awamori ( ), a licensed former licensee with CE reference AED503. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tachibana Securities (Hong Kong) Limited 立花證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2022-12-31 |
| Tachibana Securities (Hong Kong) Limited 立花證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-07 |
| Tachibana Securities (Hong Kong) Limited 立花證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-07 |
| Tachibana Securities (Hong Kong) Limited 立花證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-07-07 |