Kelvin Lee Guan Koh
許利源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Lee Guan Koh (許利源), a licensed former licensee with CE reference AED840. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2016-06-10 | 2017-04-30 |
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 9 — Asset management | 2016-06-10 | 2017-04-30 |
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-03-26 | 2016-06-10 |
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-03-26 | 2016-06-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2015-02-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2015-02-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |