Dominic Lap Yan Chan
陳立仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Lap Yan Chan (陳立仁), a licensed Representative with CE reference AED860. Currently licensed at 2 firm(s): South China Securities Limited, South China Commodities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-16 | present |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-16 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-02-02 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2015-02-02 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-02-22 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-22 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-22 |