Fan Yu
于凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Yu (于凡), a licensed Responsible Officer with CE reference AEE377. Currently licensed at 1 firm(s): Ally Bridge Group (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-09 | present |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-10-09 | present |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 9 — Asset management | 2015-07-09 | present |
| Themes Investment Management Limited 甲子投資管理有限公司 |
RO | Type 9 — Asset management | 2010-06-10 | 2015-07-09 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-07-26 | 2009-06-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-05-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |