Peter Nicholas Folkins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Nicholas Folkins ( ), a licensed former licensee with CE reference AEE382. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CDIB Venture Investment (H.K.) Corporation Limited |
Rep | Type 4 — Advising on securities | present | 2003-06-28 |
| CDIB Venture Investment (H.K.) Corporation Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-28 |
| CDIB Venture Investment (H.K.) Corporation Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-28 |
| CDIB Venture Investment (H.K.) Corporation Limited |
Rep | Type 9 — Asset management | present | 2003-06-28 |