Catherine Tsu York Kuo
郭芷若
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Tsu York Kuo (郭芷若), a licensed former licensee with CE reference AEE786. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-07-18 | 2023-08-31 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-07-14 | 2023-08-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-03 | 2023-08-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-03 | 2023-08-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-03 | 2023-08-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-17 | 2010-04-17 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-17 | 2010-04-17 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-10-17 | 2010-04-17 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-03-07 | 2008-08-12 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2008-03-07 | 2008-08-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2008-08-12 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2008-08-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-25 | 2008-08-12 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2008-02-25 | 2008-08-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-19 | 2008-01-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-19 | 2008-01-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-19 | 2008-01-11 |