Hiu Shan Ng
吳曉珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Shan Ng (吳曉珊), a licensed former licensee with CE reference AEF325. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-16 | 2019-06-28 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-03 | 2017-04-18 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-04-18 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-11 |