Wai Kei (SFC:AEF333) Tang
鄧慧琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei (SFC:AEF333) Tang (鄧慧琪), a licensed former licensee with CE reference AEF333. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Profitech Securities Limited 盈科證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-31 | 2022-11-17 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-17 | 2020-04-29 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-17 | 2020-04-29 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-17 | 2020-04-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-02 | 2018-04-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-12-02 | 2018-04-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2011-12-02 | 2018-04-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-13 | 2011-12-02 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-12-02 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-28 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-28 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-28 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-28 |