Johnson Chung Shun Chow
周忠信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Chung Shun Chow (周忠信), a licensed Responsible Officer with CE reference AEF857. Currently licensed at 1 firm(s): Global Finance Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Finance Asset Management Limited 萬國資本有限公司 |
RO | Type 4 — Advising on securities | 2022-09-09 | present |
| Global Finance Asset Management Limited 萬國資本有限公司 |
RO | Type 9 — Asset management | 2022-09-09 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-15 | 2022-02-01 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2020-12-15 | 2022-02-01 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 — Asset management | 2020-12-15 | 2022-02-01 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-04 | 2020-01-31 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-05-04 | 2020-01-31 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 9 — Asset management | 2018-05-04 | 2020-01-31 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-28 | 2018-04-26 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 4 — Advising on securities | 2016-11-28 | 2018-04-26 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
RO | Type 9 — Asset management | 2016-11-28 | 2018-04-26 |
| Centaline Securities Limited 中原證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-07 | 2016-03-31 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-05-21 | 2016-03-31 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 — Asset management | 2007-05-21 | 2016-03-31 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 4 — Advising on securities | 2004-04-02 | 2016-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |