Aileen King Mun Lau
劉琼敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aileen King Mun Lau (劉琼敏), a licensed former licensee with CE reference AEF970. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China System Securities Limited 華信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-03 | 2016-12-30 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-16 | 2011-01-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-13 | 2014-03-01 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-10-31 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-18 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-18 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |