Ho Yin Yiu
姚浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Yiu (姚浩然), a licensed Responsible Officer with CE reference AEI004. Currently licensed at 2 firm(s): Hantec Wealth Management Company Limited, Hantec Securities Co. Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-01 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 9 — Asset management | 2023-02-01 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-03 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-03 | 2023-02-01 |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-03 | 2023-02-01 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2017-02-13 | 2022-08-16 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2009-03-27 | 2015-02-26 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 — Asset management | 2009-03-27 | 2022-08-16 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 — Asset management | 2006-06-22 | 2022-08-16 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-25 | 2022-08-16 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-25 | 2006-06-22 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-08-03 | 2006-04-18 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-07-08 | 2006-04-18 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-05 | 2006-04-18 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-05 | 2005-07-08 |
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-12 | 2005-07-04 |
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-03 | 2005-07-04 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-10 |