Wai Kei Liu
廖煒基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei Liu (廖煒基), a licensed former licensee with CE reference AEI926. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-11-05 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-05-13 |