Rex R K Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rex R K Chung ( ), a licensed former licensee with CE reference AEI990. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2018-05-09 | 2019-06-30 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 9 — Asset management | 2018-05-09 | 2019-06-30 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-04 | 2019-06-30 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-05 | 2018-05-09 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-04-05 | 2018-05-09 |
| KKR Capital Markets Asia Limited | RO | Type 1 — Dealing in securities | 2009-10-22 | 2015-12-31 |
| KKR Capital Markets Asia Limited | RO | Type 4 — Advising on securities | 2009-10-22 | 2015-12-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |