Rex R K Chung

CE No. AEI990 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rex R K Chung (), a licensed former licensee with CE reference AEI990. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
EIG Global Energy (Asia) Limited
國際能源(亞洲)有限公司
RO Type 4 — Advising on securities 2018-05-09 2019-06-30
EIG Global Energy (Asia) Limited
國際能源(亞洲)有限公司
RO Type 9 — Asset management 2018-05-09 2019-06-30
EIG Global Energy (Asia) Limited
國際能源(亞洲)有限公司
RO Type 1 — Dealing in securities 2016-11-04 2019-06-30
EIG Global Energy (Asia) Limited
國際能源(亞洲)有限公司
Rep Type 4 — Advising on securities 2016-04-05 2018-05-09
EIG Global Energy (Asia) Limited
國際能源(亞洲)有限公司
Rep Type 9 — Asset management 2016-04-05 2018-05-09
KKR Capital Markets Asia Limited RO Type 1 — Dealing in securities 2009-10-22 2015-12-31
KKR Capital Markets Asia Limited RO Type 4 — Advising on securities 2009-10-22 2015-12-31
UBS Securities Asia Limited Rep Type 1 — Dealing in securities present 2003-06-25
UBS Securities Asia Limited Rep Type 2 — Dealing in futures contracts present 2003-06-25
UBS Securities Asia Limited Rep Type 4 — Advising on securities present 2003-06-25
UBS Securities Asia Limited Rep Type 5 — Advising on futures contracts present 2003-06-25
UBS Securities Asia Limited Rep Type 6 — Advising on corporate finance present 2003-06-25
UBS Securities Asia Limited Rep Type 9 — Asset management present 2003-06-25

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