Shun Tin Yau
游順典
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Tin Yau (游順典), a licensed Responsible Officer with CE reference AEJ344. Currently licensed at 1 firm(s): New Region Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 4 — Advising on securities | 2021-05-31 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 9 — Asset management | 2021-05-31 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-15 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-02-15 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-01 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-01 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-01 |