Darren Carter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darren Carter ( ), a licensed former licensee with CE reference AEJ360. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-01-31 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-01-31 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-13 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-13 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-13 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-13 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 9 — Asset management | present | 2003-08-13 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
RO | Type 9 — Asset management | present | 2003-08-13 |