Desmond Kwan Yue Chum
鄭君如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Desmond Kwan Yue Chum (鄭君如), a licensed Responsible Officer with CE reference AEJ724. Currently licensed at 1 firm(s): Canyon Capital Advisors (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canyon Capital Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2019-09-17 | present |
| Claren Road Asia Limited | RO | Type 9 — Asset management | 2009-03-30 | 2017-06-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-04-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |