Eric Siu Kei Yau
丘兆祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Siu Kei Yau (丘兆祺), a licensed former licensee with CE reference AEJ841. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Link Asset Management Limited 領展資產管理有限公司 |
RO | Type 9 — Asset management | 2011-05-06 | 2022-05-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-27 | 2010-11-14 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2009-03-27 | 2010-11-14 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-03-27 | 2010-11-14 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-08 | 2009-03-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-08 | 2009-03-27 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-08 | 2009-03-27 |