James Thomas Chenoweth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Thomas Chenoweth ( ), a licensed former licensee with CE reference AEK024. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-31 | 2013-06-14 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-03-31 | 2012-11-09 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-03-31 | 2012-11-09 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-03-31 | 2012-11-09 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-06-01 | 2009-12-31 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-06-01 | 2009-12-31 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-06-01 | 2009-12-31 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-06-01 | 2009-12-31 |
| Standard Commodities (Asia) Limited 標準商品(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2008-03-07 |
| Standard Commodities (Asia) Limited 標準商品(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2008-03-07 |
| Standard Commodities (Asia) Limited 標準商品(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2003-09-09 |