James Thomas Chenoweth

CE No. AEK024 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Thomas Chenoweth (), a licensed former licensee with CE reference AEK024. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Standard Advisory Asia Limited
標銀亞洲有限公司
RO Type 1 — Dealing in securities 2010-03-31 2013-06-14
Standard Advisory Asia Limited
標銀亞洲有限公司
RO Type 2 — Dealing in futures contracts 2010-03-31 2012-11-09
Standard Advisory Asia Limited
標銀亞洲有限公司
RO Type 4 — Advising on securities 2010-03-31 2012-11-09
Standard Advisory Asia Limited
標銀亞洲有限公司
RO Type 5 — Advising on futures contracts 2010-03-31 2012-11-09
Standard Advisory Asia Limited
標銀亞洲有限公司
RO Type 1 — Dealing in securities 2007-06-01 2009-12-31
Standard Advisory Asia Limited
標銀亞洲有限公司
RO Type 2 — Dealing in futures contracts 2007-06-01 2009-12-31
Standard Advisory Asia Limited
標銀亞洲有限公司
RO Type 4 — Advising on securities 2007-06-01 2009-12-31
Standard Advisory Asia Limited
標銀亞洲有限公司
RO Type 5 — Advising on futures contracts 2007-06-01 2009-12-31
Standard Commodities (Asia) Limited
標準商品(亞洲)有限公司
RO Type 2 — Dealing in futures contracts present 2008-03-07
Standard Commodities (Asia) Limited
標準商品(亞洲)有限公司
RO Type 5 — Advising on futures contracts present 2008-03-07
Standard Commodities (Asia) Limited
標準商品(亞洲)有限公司
RO Type 9 — Asset management present 2003-09-09

Related